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The Securities and Exchange Commission has announced a new director of investment management to replace William Birdthistle, who will retire on March 8.
As a result of Birdthistle’s retirement, Natasha Visi-Greiner, currently Deputy Director of Appraisals, will be appointed Director of Investment Management.
The division oversees regulatory policy for investment advisers and investment companies, including mutual funds and other investment products and services used by retail investors.
“We are grateful for William’s contributions to the SEC and the investing public,” SEC Chairman Gary Gensler said in a statement. “William has overseen our efforts to increase oversight of investment companies and advisors, from data reporting to fund names to financial market reforms. It will help you save for , college, and retirement.”
“We are grateful to Natasha for taking on this new role as department head,” Gensler added. “Natasha brings depth and breadth of expertise to the department, having led the department’s Investment Advisor/Investment Company Examination Program and held other key leadership roles over more than 20 years at the SEC.”
Since joining the SEC in December 2021, Mr. Birdthistle has been working with public funds, as well as private fund advisors and their Form PF, including money market fund reform, customized shareholder reporting, and revised fund name rules. has overseen the adoption of rulemaking related to reporting. . He also launched his SEC’s annual conference on emerging trends in asset management.
Prior to joining the SEC, Birdthistle was a faculty member at Chicago-Kent College of Law. He also served as a visiting professor of law at the University of Chicago Law School and practiced law at Ropes & Gray in Boston for five years as a corporate associate in the firm’s investment management practice. After leaving the SEC, he plans to return to academia.
In addition to serving as Deputy Director of the Examination Division, Mr. Greiner is the National Associate Director for the Investment Advisor/Investment Company (IA/IC) Examination Program, which includes the Private Funds Division, and is an Associate Director for the Department of the Interior. IA/IC Examination Program.
She began her career at the SEC in the Division of Examination (formerly OCIE) as a Broker-Dealer Examiner and has served in a variety of roles throughout the SEC for over 22 years, including Deputy Chief Counsel and Assistant Chief Counsel in the Trading Division. In Markets, she provided legal and policy advice to the Commission on regulations affecting market participants and the operation of securities markets.
Previously, Mr. Greiner worked in the Enforcement Division, including the Asset Management Division, investigating potential violations of federal securities laws and litigating cases in federal district courts and administrative proceedings.
Greiner received his J.D. from The Catholic University of America Columbus School of Law and graduated summa cum laude with a bachelor’s degree from James Madison University.
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